Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
  • Stuart Lacey & Associates Ltd (no longer approved here)

    FRN 190643

    • Employed By (26 Nov 1999 to 9 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.