Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 10 Feb 2026)
    • [FCA CF] Client dealing (since 10 Feb 2026)
    • [FCA CF] Material risk taker (since 10 Feb 2026)
    • [FCA CF] Client dealing (since 10 Feb 2026)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Client dealing (13 Oct 2023 to 31 Mar 2025)
    • SMF3 Executive Director (3 Jun 2020 to 31 Mar 2025)
    • SMF1 Chief Executive (3 Jun 2020 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (12 May 2020 to 18 May 2020)
    • CF30 Customer (15 Jun 2012 to 30 Oct 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (12 May 2020 to 18 May 2020)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (12 May 2020 to 18 May 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (12 May 2020 to 18 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.