Stuart Kenneth MacKenzie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KELVIN SMITH FINANCIAL PLANNING LTD.

    FRN 707389

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (23 Nov 2015 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (19 Aug 2013 to 25 Jul 2014)
  • Carrick Neill & Co Limited (no longer approved here)

    FRN 192555

    • Employed By (13 Mar 2000 to 26 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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