Stuart John Strickland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 3 Feb 2016)
    • CF30 Customer (since 29 Feb 2012)
  • Strickland Wealth Management

    FRN 576157

    • (2)Employed By (since 29 Feb 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 26 Mar 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Strickland Wealth Management

  2. controlled function added: (2)Employed By at Strickland Wealth Management