Stuart John Saunders

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Jan 2024)
    • CF1 Director (AR) (31 Mar 2017 to 3 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 2 Oct 2010)
    • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 31 Oct 2007)
  • NKT Mortgage Solutions Limited (no longer approved here)

    FRN 774750

    • (1)Employed By (31 Mar 2017 to 3 Jan 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Dec 2010 to 28 Apr 2011)
  • NKT Financial Solutions Limited (no longer approved here)

    FRN 464945

    • (2)Employed By (12 Apr 2007 to 3 Jan 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (17 Nov 2005 to 28 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (19 Jul 2005 to 11 Nov 2005)
    • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.