Stuart John Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Next Network Limited (no longer approved here)
FRN 300866
- CF1 Director (AR) (13 Jul 2007 to 15 Apr 2009)
Julian Harris Financial Consultants (no longer approved here)
FRN 153566
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 1 Apr 2003)
Premier Mortgage Services (Nottingham) Limited (no longer approved here)
FRN 214136
- (1)Employed By (19 Nov 2002 to 1 Apr 2003)
Countrywide Assured Financial Services (Introducer) (no longer approved here)
FRN 158248
- Employed By (22 Mar 2000 to 4 Jul 2002)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function added: (1)Employed By at Premier Mortgage Services (Nottingham) Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.