Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (23 May 2014 to 30 Sep 2021)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • Employed By (since 23 May 2014)
  • Enterprise Financial Services Ltd (no longer approved here)

    FRN 215131

    • (8)Employed By (1 Dec 2001 to 8 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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