Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2024)
    • [FCA CF] Client dealing (since 28 Oct 2024)
  • 80 Twenty Consultancy Limited (no longer approved here)

    FRN 623927

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Nov 2024)
    • CF30 Customer (23 Jul 2015 to 8 Dec 2019)
  • Swanwick Financial Services Limited (no longer approved here)

    FRN 206509

    • Employed By (1 Dec 2001 to 30 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.