Stuart John Anderson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited

    FRN 184801

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2022)
    • CF30 Customer (6 Jul 2012 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 25 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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