Stuart James Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (since 3 Aug 2020)
    • CF1 Director (AR) (since 8 Apr 2020)
    • CF30 Customer (since 8 Apr 2020)
  • Hall-Ward IFA Ltd

    FRN 751618

    • (1)Employed By (since 8 Apr 2020)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 5 Aug 2015)
    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 15 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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