Stuart James Parker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Jun 2011)
    • CF4 Partner (AR) (2 Oct 2019 to 19 Dec 2020)
    • CF1 Director (AR) (7 Feb 2019 to 12 Jul 2019)
  • Sovereign Wealth Limited

    FRN 471459

    • (49)Employed By (since 31 May 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 7 Jun 2011)
    • CF21 Investment Adviser (7 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Feb 2003 to 7 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.