Stuart James Mann

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Collaborative Wealth Limited

    FRN 921581

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • Responsibility for MCD Intermediation (since 1 Oct 2020)
    • Responsible for Insurance Distribution (since 1 Oct 2020)
    • SMF16 Compliance Oversight (since 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
    • SMF3 Executive Director (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2021)
    • CF30 Customer (2 Nov 2012 to 4 Jan 2021)
    • CF1 Director (AR) (22 Oct 2012 to 4 Jan 2021)
  • Co-Operative Wealth Management Ltd (no longer approved here)

    FRN 589095

    • Employed By (22 Oct 2012 to 4 Jan 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (29 May 2012 to 31 Oct 2012)
    • CF1 Director (AR) (29 May 2012 to 6 Feb 2013)
  • Co-operative Independent Financial Solutions Ltd (no longer approved here)

    FRN 581589

    • Employed By (29 May 2012 to 4 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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