Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 May 2025)
    • [FCA CF] Material risk taker (since 2 May 2025)
    • [FCA CF] Material risk taker (since 2 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 May 2025)
    • [FCA CF] Material risk taker (since 2 May 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 8 Apr 2015)
    • CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (13 May 2003 to 4 Apr 2006)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.