Stuart James Johnstone

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 5 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2022)
    • CF1 Director (AR) (since 2 Sep 2022)
    • CF30 Customer (since 2 Sep 2022)
  • Alexander Andrews Wealth Limited

    FRN 982168

    • (2)Employed By (since 2 Sep 2022)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2022)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 23 Oct 2002)
  • IMR Financial Services Limited (no longer approved here)

    FRN 165536

    • (6)Employed By (1 Dec 2001 to 23 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Andrews Wealth Limited

  2. controlled function added: (2)Employed By at Alexander Andrews Wealth Limited