Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 4 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (since 6 Jul 2020)
- CF30 Customer (since 2 Jul 2020)
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M&D Wealth Management Limited
FRN 928451
- (1)Employed By (since 2 Jul 2020)
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- CF30 Customer (17 Nov 2018 to 1 Jul 2020)
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- (488)Employed By (17 Nov 2018 to 3 Jul 2020)
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- CF30 Customer (16 Aug 2011 to 5 Nov 2018)
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- CF30 Customer (3 Feb 2009 to 21 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (20 May 2003 to 20 May 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.