Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Nov 2015)
    • CF30 Customer (since 16 Nov 2015)
    • (1)Employed By (since 16 Nov 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (7 Feb 2014 to 28 Oct 2015)
  • Riverside Financial Consultants Limited (no longer approved here)

    FRN 473223

    • (10)Employed By (7 Feb 2014 to 28 Oct 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Jan 2011 to 14 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.