Stuart James Bates

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craven Street Financial Planning Limited

    FRN 135202

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 6 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 6 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
    • [FCA CF] Client dealing (since 1 Jun 2023)
  • KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED

    FRN 971317

    • (4)Employed By (since 6 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED

  2. controlled function added: (4)Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED