Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 31 Jan 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Oct 2017)
    • CF1 Director (AR) (14 Oct 2017 to 28 Sep 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 18 Nov 2015)
    • CF21 Investment Adviser (12 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.