Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Sep 2016)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (27 Jul 2009 to 24 May 2011)
  • Think Mortgage Matters Ltd (no longer approved here)

    FRN 429169

    • Employed By (27 Jul 2009 to 24 May 2011)
  • Kingswood Financial Solutions Limited (no longer approved here)

    FRN 223677

    • (4)Employed By (1 Apr 2003 to 27 Feb 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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