Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bowden Financial Management Ltd
FRN 582919
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (25 Feb 2013 to 8 Dec 2019)
- CF30 Customer (25 Feb 2013 to 8 Dec 2019)
- CF1 Director (9 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Nov 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.