Stuart Henry Steven

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- [FCA CF] Client dealing (10 Mar 2021 to 30 Sep 2023)
- [FCA CF] Manager of certification employee (10 Mar 2021 to 30 Sep 2023)
- CF30 Customer (18 May 2017 to 8 Dec 2019)
- CF4 Partner (18 May 2017 to 9 Dec 2019)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (4 Jul 2006 to 6 Feb 2007)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF27 Investment Management (1 Dec 2001 to 31 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.