Stuart Graham Balmer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 14 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (10 Sep 2009 to 28 Jan 2011)
  • Stuart Balmer

    FRN 506545

    • (1)Employed By (since 14 Sep 2021)
    • (1)Employed By (10 Sep 2009 to 28 Jan 2011)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (176)Employed By (1 Apr 2020 to 24 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Mar 2021)
    • CF30 Customer (17 Dec 2018 to 24 Mar 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (582)Employed By (17 Dec 2018 to 24 Mar 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Mar 2011 to 26 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.