Stuart George Kelvin Lea

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astatine Capital Partners LLP

    FRN 592250

    • CF30 Customer (since 27 Nov 2025)
  • Argon Partners LLP

    FRN 1037275

    • (1)Employed By (since 27 Nov 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2024 to 28 Feb 2025)
    • [FCA CF] Significant management (17 Oct 2024 to 28 Feb 2025)
    • [FCA CF] Client dealing (14 Nov 2016 to 15 Sep 2023)
    • [PRA CF] Managing a material risk taker (14 Nov 2016 to 18 Sep 2023)
    • [FCA CF] Manager of certification employee (14 Nov 2016 to 8 Nov 2021)
    • CF29 Significant management (15 Aug 2014 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Mar 2005 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (16 Nov 2021 to 8 Jun 2023)
    • [FCA CF] Client dealing (6 Jul 2020 to 15 Sep 2023)
    • [FCA CF] Significant management (16 Jul 2018 to 15 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 15 Sep 2023)
    • [PRA CF] Managing a material risk taker (16 Jul 2018 to 18 Sep 2023)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF21 Investment Adviser (11 Jun 2004 to 18 Mar 2005)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Argon Partners LLP

  2. controlled function added: (1)Employed By at Argon Partners LLP