Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAYNE AUSTIN IFA LIMITED (no longer approved here)

    FRN 450643

    • CF30 Customer (4 Oct 2010 to 29 Jun 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (29 Nov 2006 to 21 Mar 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 29 Nov 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Mar 2005 to 22 Jul 2005)
    • CF22 Investment Adviser (Trainee) (28 Apr 2004 to 24 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.