Stuart Gavin Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Oct 2017 to 8 Dec 2019)
  • B & S Financial Management Limited (no longer approved here)

    FRN 126243

    • CF30 Customer (15 Jul 2008 to 28 Oct 2011)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (22 Feb 2008 to 18 Jul 2008)
  • Kellands (Hale) Limited (no longer approved here)

    FRN 193498

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.