Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rickitt Mitchell & Partners Limited
FRN 139203
- SMF1 Chief Executive (since 20 Dec 2021)
- SMF16 Compliance Oversight (since 20 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.