Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 1 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Jun 2013)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (2)Employed By (since 1 Jun 2022)
  • Sanderson Financial Ltd (no longer approved here)

    FRN 430556

    • (7)Employed By (27 Jun 2013 to 7 Aug 2022)
  • Sanderson Financial (no longer approved here)

    FRN 216340

    • (8)Employed By (1 Dec 2001 to 27 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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