Stuart Duncan Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Advice Champion Services Limited (no longer approved here)
FRN 912328
- Employed By (22 Dec 2022 to 15 Nov 2025)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF4 Partner (AR) (21 Sep 2009 to 31 Dec 2013)
- CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
The Partners of the Private Office LLP (no longer approved here)
FRN 490188
- Employed By (27 Nov 2008 to 31 Dec 2013)
SWAT Financial Planning Limited (no longer approved here)
FRN 224247
- Employed By (13 Apr 2007 to 31 May 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.