Stuart Duncan MacGregor

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 2 Apr 2022)
    • [FCA CF] Client dealing (since 2 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2022)
    • [FCA CF] Manager of certification employee (since 2 Apr 2022)
    • [FCA CF] Client dealing (29 Mar 2021 to 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 1 Apr 2022)
    • [FCA CF] Significant management (15 Sep 2020 to 1 Apr 2022)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 1 Apr 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (24 Nov 2011 to 11 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.