Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ACUITY PROFESSIONAL ADVISERS LTD
FRN 464072
- CF1 Director (AR) (since 1 Dec 2023)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (30 Nov 2009 to 31 Dec 2012)
- Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
- CF1 Director (2 Apr 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
- CF11 Money Laundering Reporting (2 Apr 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Apr 2007 to 8 Dec 2019)
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- (1)Employed By (since 1 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Acuity Professional Retirement Benefit Solutions Ltd
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controlled function added: (1)Employed By at Acuity Professional Retirement Benefit Solutions Ltd