Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 1 Dec 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (30 Nov 2009 to 31 Dec 2012)
    • Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2007 to 8 Dec 2019)
    • (1)Employed By (since 1 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Acuity Professional Retirement Benefit Solutions Ltd

  2. controlled function added: (1)Employed By at Acuity Professional Retirement Benefit Solutions Ltd