Stuart Douglas Kirk

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (17 Aug 2021 to 5 Jul 2022)
    • [FCA CF] Client dealing (16 Dec 2020 to 5 Jul 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 6 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Sep 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Sep 2017)
    • CF30 Customer (7 Nov 2013 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (18 May 2018 to 24 Apr 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (18 May 2018 to 24 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.