Stuart Doughty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Centurion Wealth Management Limited

    FRN 509905

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2021)
    • CF1 Director (AR) (1 Jun 2018 to 2 Dec 2024)
    • CF1 Director (8 Feb 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Feb 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (8 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2010 to 2 Dec 2024)
  • Professional Financial Planning (South West) Limited (no longer approved here)

    FRN 524459

    • Employed By (8 Mar 2019 to 2 Dec 2024)
  • Centurion Wealth Care Limited (no longer approved here)

    FRN 757115

    • Employed By (26 Oct 2016 to 17 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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