Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 14 Jan 2026)
    • SMF27 Partner (since 14 Jan 2026)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Responsible for Insurance Distribution (20 Jun 2023 to 1 Jan 2026)
    • Responsibility for MCD Intermediation (20 Jun 2023 to 1 Jan 2026)
    • SMF3 Executive Director (13 Dec 2022 to 1 Jan 2026)
    • SMF18 Other Overall Responsibility (9 Aug 2022 to 13 Dec 2022)
    • CF1 Director (AR) (6 Dec 2013 to 31 Jan 2022)
  • Openwork Access Limited (no longer approved here)

    FRN 435257

    • (10)Employed By (20 Jan 2023 to 1 Jan 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • SMF3 Executive Director (4 Oct 2022 to 31 Dec 2025)
  • Newcastle Building Society (no longer approved here)

    FRN 156058

    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Jan 2022)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (131)Employed By (6 Dec 2013 to 31 Jan 2022)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (30 Nov 2006 to 29 Oct 2007)
    • CF7 Sole Trader (AR) (21 Aug 2002 to 29 Aug 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (30 Nov 2006 to 29 Oct 2007)
    • CF7 Sole Trader (AR) (21 Aug 2002 to 29 Aug 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (21 Mar 2002 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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