Stuart Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Oct 2017)
    • CF30 Customer (since 3 Oct 2017)
  • Stuart Davies Wealth Consultancy Ltd

    FRN 789705

    • (2)Employed By (since 3 Oct 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (23 Oct 2008 to 26 Sep 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF22 Investment Adviser (Trainee) (17 Jul 2006 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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