Stuart David Williams

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 2 Apr 2024)
    • [FCA CF] Client dealing (since 13 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (21 Sep 2011 to 31 Jul 2023)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (12)Employed By (11 Apr 2016 to 14 Aug 2018)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF30 Customer (14 Feb 2008 to 16 Oct 2009)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF30 Customer (14 Feb 2008 to 14 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)Employed By at Place Campbell TrinityBridge Limited