Stuart David Riley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF7 Group Entity Senior Manager (since 6 Nov 2024)
    • [PRA CF] Managing a material risk taker (22 Apr 2024 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (22 Mar 2024 to 3 Jan 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • SMF7 Group Entity Senior Manager (since 6 Nov 2024)
    • [PRA CF] Managing a material risk taker (22 Apr 2024 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (22 Mar 2024 to 3 Jan 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Jan 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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