Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 23 Aug 2017)
- CF30 Customer (10 Nov 2010 to 27 Feb 2012)
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- CF30 Customer (21 Mar 2012 to 20 Jun 2014)
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- CF30 Customer (12 Mar 2009 to 23 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 12 Mar 2009)
- CF22 Investment Adviser (Trainee) (24 Apr 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.