Stuart Daniel Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
    • [FCA CF] Client dealing (1 Jul 2018 to 19 Mar 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Oct 2018)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 26 Mar 2020)
    • [FCA CF] Manager of certification employee (since 6 Apr 2019)
    • [FCA CF] Manager of certification employee (4 Jul 2018 to 7 Mar 2019)
    • [FCA CF] Client dealing (9 Feb 2017 to 1 Jul 2018)

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Updates to this individual's record on the FCA register.

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