Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 24 Oct 2023)
-
AAG Mortgage Brokerage Ltd
FRN 193688
- (2)Employed By (since 22 Sep 2023)
- (3)Employed By (23 Oct 2017 to 15 Aug 2023)
-
Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 22 Sep 2023)
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Jun 2016)
- CF30 Customer (since 28 Feb 2013)
-
AAGSJP Ltd
FRN 402015
- (2)Employed By (since 28 Feb 2013)
-
- CF30 Customer (3 Feb 2010 to 27 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at AAGSJP Ltd
-
controlled function added: (2)Employed By at AAGSJP Ltd
-
controlled function removed: Employed By at AAG Mortgage Brokerage Ltd
-
controlled function added: (3)Employed By at AAG Mortgage Brokerage Ltd
-
controlled function added: (2)Employed By at AAG Mortgage Brokerage Ltd