Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Significant management (16 Apr 2025 to 1 Jan 2026)
    • SMF24 Chief Operations (9 Dec 2019 to 3 Sep 2024)
    • CF10a CASS Oversight function (1 Jan 2012 to 7 Mar 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF20 Significant Mgt (Settlements) (11 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.