Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF28 Systems and controls (1 Nov 2007 to 19 Jun 2008)
- CF29 Significant management (1 Nov 2007 to 19 Jun 2008)
- CF20 Significant Mgt (Settlements) (29 Sep 2004 to 31 Oct 2007)
- CF14 Risk Assessment (25 Aug 2004 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (25 Aug 2004 to 23 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.