Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2025)
    • SMF3 Executive Director (since 20 Nov 2025)
    • [FCA CF] Client dealing (since 20 Nov 2025)
    • Responsible for Insurance Distribution (since 20 Nov 2025)
    • SMF16 Compliance Oversight (since 20 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2024)
    • [FCA CF] Client dealing (since 28 Oct 2024)
    • CF1 Director (AR) (21 Nov 2024 to 20 Nov 2025)
    • SMF3 (AR) Executive Director function (21 Nov 2024 to 20 Nov 2025)
    • CF30 Customer (21 Nov 2024 to 20 Nov 2025)
  • RSQ Wealth Management Limited (no longer approved here)

    FRN 1020737

    • (1)Employed By (21 Nov 2024 to 20 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.