Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 7 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 7 Sep 2021)
    • CF1 Director (AR) (since 2 Sep 2021)
    • CF30 Customer (since 2 Sep 2021)
    • (1)Employed By (since 2 Sep 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Sep 2021)
    • CF30 Customer (24 Aug 2011 to 21 Sep 2021)
    • CF22 Investment Adviser (Trainee) (6 Sep 2006 to 31 Oct 2007)
  • Murray West Associates Limited (no longer approved here)

    FRN 410451

    • (2)Employed By (24 Aug 2011 to 21 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Murray West Associates Limited

  2. controlled function added: (2)Employed By at Murray West Associates Limited