Stuart Bouglas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Aug 2011 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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