Stuart Alexander Vitty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VITTY ALEXANDER FINANCIAL SERVICES LIMITED

    FRN 435511

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 May 2019)
    • Responsible for Insurance Mediation (14 Oct 2005 to 30 Sep 2018)
    • CF1 Director (14 Oct 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Oct 2005 to 31 Mar 2009)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Jul 2018)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Vitty Alexander Wealth Management Ltd

    FRN 417403

    • Employed By (since 8 Dec 2004)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (31 Jan 2005 to 5 Dec 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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