Stuart Alexander Law

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Assetz SME Capital Limited
FRN 724996
- SMF16 Compliance Oversight (since 25 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2024)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (1 Sep 2017 to 8 Dec 2019)
- CF1 Director (1 Sep 2017 to 8 Dec 2019)
Housemartin Property Limited (no longer approved here)
FRN 668931
- SMF3 Executive Director (9 Dec 2019 to 7 May 2024)
- CF1 Director (27 Jul 2017 to 8 Dec 2019)
Moneysworth Ltd (no longer approved here)
FRN 400122
- (3)Employed By (26 Apr 2004 to 5 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.