Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 25 Mar 2020)
    • [FCA CF] Material risk taker (since 12 Feb 2019)
    • [FCA CF] Manager of certification employee (since 11 Oct 2018)
    • [FCA CF] Client dealing (11 Oct 2018 to 13 Sep 2021)
    • [FCA CF] Material risk taker (since 12 Feb 2019)
    • [FCA CF] Client dealing (since 11 Oct 2018)
    • [FCA CF] Manager of certification employee (since 11 Oct 2018)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (5 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.