Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 23 May 2022)
    • CF1 Director (AR) (since 8 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2020)
    • CF30 Customer (since 26 May 2020)
    • CF4 Partner (AR) (26 May 2020 to 14 Dec 2023)
    • Employed By (since 8 Apr 2022)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF4 Partner (AR) (21 Dec 2017 to 3 Jun 2020)
    • CF30 Customer (21 Dec 2017 to 3 Jun 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (29 Aug 2013 to 12 Apr 2018)
    • CF30 Customer (29 Aug 2013 to 12 Apr 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (29 Aug 2013 to 12 Apr 2018)
  • Closer Financial Partners (no longer approved here)

    FRN 605114

    • Employed By (29 Aug 2013 to 1 Dec 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (15 Dec 2009 to 25 Sep 2013)
    • CF21 Investment Adviser (11 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 11 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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