Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CL2 LLP

    FRN 776040

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
    • CF4 Partner (1 Nov 2017 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 4 Nov 2010)
    • CF23 Corporate Finance Adviser (11 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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