Stewart John Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2022 to 29 Mar 2024)
    • SMF16 Compliance Oversight (22 Feb 2022 to 29 Mar 2024)
  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2021 to 31 Dec 2023)
    • SMF16 Compliance Oversight (1 Jul 2021 to 29 Mar 2024)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • SMF16 Compliance Oversight (1 Jul 2021 to 29 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2021 to 31 Dec 2023)
  • Franklin Templeton Investment Trust Management Limited (no longer approved here)

    FRN 613473

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2023)
    • CF10 Compliance Oversight (9 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jul 2014 to 8 Dec 2019)
    • CF28 Systems and controls (9 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.